| 序號 | 代碼 | 股票名稱 | 說明 |
| 1 | HK0114 | HERALD HOLD | Moral Excel Holdings Ltd;Robert Dorfman,Sheri Tillman Dorfman;張怡,張曾基,張勤基,伍瑤芝,唐石經;Mirriam Bloch;Gershon Dorfman,Lydia Dorfman;張怡;張勤,唐石經;張曾基,伍瑤芝;HSBC International Trustee Ltd |
| 2 | HK2552 | 華領醫藥-B | ARCH Venture Fund VII, L.P.;Asia Ventures II L.P.,F-Prime Capital Partners Healthcare Fund II LP等;Venrock Associates V, L.P.;Wuxi Pharmatech Healthcare Fund I L.P.;Robert Taylor NELSEN |